Early postnatal risk stratification for severe adverse outcomes in twin neonates admitted to the neonatal intensive care unit: development and temporal validation of an interpretable machine learning model
Original Article

Early postnatal risk stratification for severe adverse outcomes in twin neonates admitted to the neonatal intensive care unit: development and temporal validation of an interpretable machine learning model

Dekai Xu1,2# ORCID logo, Yun Li1#, Siwen Li3#, Jiani Wang1, Yujing Yang1, Shujing Wei1, Yong Ji1 ORCID logo

1Department of Neonatal Intensive Care Unit (NICU), Children’s Hospital of Shanxi Province (Maternal and Child Health Hospital of Shanxi Province, Maternity Hospital of Shanxi Province), Taiyuan, China; 2Department of Pediatrics, Shanxi Medical University, Taiyuan, China; 3Department of Thoracic Surgery, Zhujiang Hospital, Southern Medical University, Guangzhou, China

Contributions: (I) Conception and design: D Xu, Y Li, S Li, Y Ji; (II) Administrative support: Y Ji; (III) Provision of study materials or patients: D Xu, S Li, J Wang; (IV) Collection and assembly of data: J Wang, Y Yang, S Wei; (V) Data analysis and interpretation: D Xu, Y Li, S Li, J Wang; (VI) Manuscript writing: All authors; (VII) Final approval of manuscript: All authors.

#These authors contributed equally to this work.

Correspondence to: Yong Ji, MD. Department of Neonatal Intensive Care Unit (NICU), Children’s Hospital of Shanxi Province (Maternal and Child Health Hospital of Shanxi Province, Maternity Hospital of Shanxi Province), No. 13 Xinmin North Street, Xinhualing District, Taiyuan 030013, China. Email: jiyong0329@163.com.

Background: Twin neonates face disproportionately higher risks of severe composite adverse outcomes, such as intraventricular hemorrhage (IVH), periventricular leukomalacia (PVL), and bronchopulmonary dysplasia (BPD), compared to singletons. However, specific predictive tools for this vulnerable population are lacking, as existing scoring systems often fail to account for twin-specific physiological dynamics. This study aimed to develop and validate an interpretable machine learning (ML) model for early risk stratification of adverse outcomes in twin neonates.

Methods: This single-center retrospective cohort study included twin neonates admitted to the neonatal intensive care unit (NICU) at Shanxi Children’s Hospital. A derivation cohort (n=912; July 2022–June 2023) was used for model development, and a temporally separated cohort (n=592; July–December 2023) for temporal validation. Missing data were addressed using multiple imputation. We developed and compared ML prediction models, evaluating discrimination, calibration, and decision-curve analysis. Shapley additive explanations (SHAP) were used to provide clinician-facing global and patient-level explanations of risk estimates.

Results: After comparing four feature selection strategies, the 10-feature subset identified by least absolute shrinkage and selection operator (LASSO) was utilized for model development. In temporal validation, random forest (RF) and gradient boosting (GB) models showed comparable discrimination [area under the curve (AUC): 0.851 vs. 0.844]. GB demonstrated a more balanced classification performance across clinically relevant thresholds, with acceptable calibration and positive net benefit on decision-curve analysis, and was selected as the final model. A web-based risk calculator was implemented using the GB model.

Conclusions: We developed and temporally validated an interpretable GB-based ML model using routinely available NICU variables to support early risk stratification for severe adverse outcomes in twin neonates. Combined with a web-based risk calculator and SHAP-based interpretability, this model may assist NICU clinicians in identifying higher-risk twin neonates and prioritizing closer monitoring or early intervention. Multicenter external validation is warranted before broader clinical implementation.

Keywords: Machine learning (ML); twin neonates; neonatal intensive care unit (NICU); adverse outcomes; risk stratification


Submitted Jan 03, 2026. Accepted for publication Feb 28, 2026. Published online Mar 26, 2026.

doi: 10.21037/tp-2026-1-0007


Highlight box

Key findings

• We developed and temporally validated an interpretable gradient boosting-based machine learning (ML) model using 10 routinely available clinical predictors to estimate early risk of severe adverse outcomes in twin neonates admitted to the neonatal intensive care unit (NICU). The model showed good discrimination in temporal validation (area under the curve, 0.844) and was implemented as a web-based risk calculator with Shapley additive explanations-based individual-level interpretability.

What is known and what is new?

• Existing neonatal risk scores were developed predominantly in singleton populations and may not adequately capture twin-specific risk factors such as chorionicity and within-pair outcome correlation. While ML has been applied to predict neonatal outcomes, few models have been developed or validated specifically for twin neonates.

• This study provides a twin-specific, temporally validated ML prediction model for composite severe adverse outcomes in twin neonates, integrating individualized risk estimation with clinician-facing interpretability.

What is the implication, and what should change now?

• The model may support early bedside risk stratification and risk communication for twin neonates within 24 hours of NICU admission, potentially enabling more targeted monitoring and timely preventive interventions. Multicenter external validation and prospective impact evaluation are needed before broader clinical implementation.


Introduction

As assisted reproductive technology has become more widely used and maternal age at childbirth has risen, the incidence of twin pregnancies has increased significantly (1-3). The perinatal mortality rate (26.1 per 1,000 total births) and neonatal death rate (15.7 per 1,000 live births) among twins have shown a downward trend but remained alarmingly high (4,5). Compared with singleton pregnancies, twin pregnancies are associated with a higher probability of adverse neonatal outcomes, such as intraventricular hemorrhage (IVH), necrotizing enterocolitis (NEC), neonatal respiratory distress syndrome (RDS), and bronchopulmonary dysplasia (BPD) (6-10). These complications can result in multisystem morbidity and adversely affect long-term health and neurodevelopmental outcomes. Early risk stratification is therefore essential to inform monitoring intensity and timely clinical intervention. However, the factors influencing outcomes in twin pregnancies are complex, and validated prediction tools specifically designed for this population remain scarce. Existing neonatal risk scores, such as the Clinical Risk Index for Babies II (CRIB-II) and the Score for Neonatal Acute Physiology, Perinatal Extension II (SNAPPE-II) (11,12) were developed and validated predominantly in singleton populations and may not adequately capture twin-specific risk factors, including chorionicity, placental sharing, and the interdependence of co-twin outcomes. Consequently, prediction models trained in singleton populations may have limited transportability to twins due to shifts in baseline risk, differences in predictor-outcome relationships, and within-pair outcome correlation that can impair calibration. Machine learning (ML) technology can identify potential correlations and patterns by analyzing large amounts of patient data (13-15). ML-based clinical prediction models may improve risk prediction by leveraging nonlinear relationships and interactions in high-dimensional data. Currently, ML technology is applied in the development of prediction models, most of which have demonstrated robust predictive value; however, relatively few models have been developed or validated specifically in twin neonates (16-19).

The objective of this study is to establish and validate a prediction model for severe adverse outcomes in twin neonates by systematically comparing multiple ML algorithms. We aimed to validate the model’s robustness using a temporal validation cohort and interpret the predictions using Shapley additive explanations (SHAP), including global and patient-level explanations of risk estimates. This approach is intended to support clinician-facing risk stratification and risk communication, and to inform prioritization of monitoring intensity and timely preventive interventions in the neonatal intensive care unit (NICU). We present this article in accordance with the TRIPOD reporting checklist (available at https://tp.amegroups.com/article/view/10.21037/tp-2026-1-0007/rc).


Methods

Study population and data collection

The study was conducted in accordance with the Declaration of Helsinki and its subsequent amendments. This retrospective study was approved by the Medical Ethics Committee of Shanxi Children’s Hospital (No. IRB-KYYN-2026-G004), and informed consent was waived because the data were retrospective and anonymized.

We consecutively enrolled twin neonates admitted to Shanxi Children’s Hospital between July 1, 2022 and June 30, 2023 (derivation cohort, n=912). The derivation cohort was randomly split into training (70%) and testing (30%) sets, with twin pairs from the same pregnancy kept together to prevent data leakage. Twins admitted between July 1, 2023 and December 31, 2023, formed the temporal validation cohort (n=592). Predictors with >20% missingness were excluded; remaining missing data were imputed using multivariate imputation by chained equations (MICE) with five imputed datasets under a missing-at-random assumption. Outcome status was not imputed. All steps in the modeling pipeline—including the imputation model, feature set, hyperparameters, and decision threshold—were fixed in the derivation cohort before application to the temporal validation cohort.

Study size was determined by the availability of all eligible twin NICU admissions during the study period; no formal a priori sample size calculation was performed. The events per variable (EPV) ratio exceeded the commonly recommended minimum of 10, suggesting an adequate number of events per predictor for model development. The inclusion criteria were: (I) twin pregnancy; (II) gestational age >24 weeks; (III) birth weight ≥500 g; and (IV) availability of essential clinical data. The exclusion criteria were: (I) pregnancy termination via abortion, induced labor, or fetal reduction; (II) severe maternal complications involving internal or surgical diseases (e.g., chronic hypertension, pre-gestational diabetes, antiphospholipid antibody syndrome); and (III) incomplete medical records. These criteria were selected to minimize heterogeneity arising from extreme non-viability and major maternal comorbidities that could dominate neonatal risk and reduce model generalizability.

Relevant demographic and clinical data were extracted from the integrated electronic medical record system (Table 1). The primary outcome was a composite of severe adverse events: clinically significant neonatal anemia (requiring transfusion), RDS, early-onset sepsis (EOS), grade III/IV IVH, BPD, hemodynamically significant patent ductus arteriosus (hsPDA; defined as echocardiographically confirmed PDA requiring pharmacologic closure and/or surgical ligation), NEC ≥ stage IIA, periventricular leukomalacia (PVL), and pulmonary hypertension. A composite endpoint was chosen to increase the event rate and improve statistical precision while capturing the spectrum of clinically meaningful morbidites in NICU care; components generally require clinical intervention. Although these conditions span a range of severity, all represent clinically actionable morbidities that typically require escalation of NICU care; moreover, “moderate” components such as transfusion-requiring anemia and hsPDA frequently co-occur with or precede more severe complications (e.g., IVH, BPD), supporting their inclusion in a unified risk-stratification framework. Outcomes were ascertained using prespecified operational definitions based on electronic medical record (EMR)-documented attending neonatologist diagnoses, supplemented by objective treatment and procedure records where applicable (table available at https://cdn.amegroups.cn/static/public/tp-2026-1-0007-5.xlsx). Outcome abstractors were trained NICU staff blinded to the study hypothesis and not involved in model development.

Table 1

Basic characteristics of the patients and comparison between the training and testing sets

Variables Overall (n=912) Without severe (n=597) Severe (n=315) P (severe vs. non-severe) Training set (n=638) Test set (n=274) P (train vs. test) SMD (train vs. test)
Maternal age (years) 31.08±3.95 31.17±3.98 30.91±3.89 0.24 30.96±3.83 31.36±4.22 0.24 0.102
   Median (IQR) 31.00 [28.00–34.00] 31.00 [28.00–34.00] 31.00 [28.00–33.00] 31.00 [28.00–33.00] 31.00 [28.00–34.00]
Pre-pregnancy BMI (kg/m2) 23.30±3.71 23.21±3.64 23.45±3.84 0.41 23.32±3.68 23.24±3.78 0.58 −0.023
   Median (IQR) 22.66 [20.70–25.39] 22.65 [20.70–25.34] 22.86 [20.70–25.64] 22.86 [20.70–25.39] 22.60 [20.45–25.61]
Gestational age (weeks) 35.45±2.45 36.28±1.85 33.87±2.67 <0.001 35.37±2.64 35.63±1.93 0.59 0.105
   Median (IQR) 36.29 [34.67–37.00] 36.86 [36.00–37.29] 34.57 [32.36–35.64] 36.29 [34.43–37.14] 36.14 [35.00–37.00]
Birth weight (g) 2,317.53±535.71 2,479.53±458.63 2,010.49±537.49 <0.001 2,304.33±566.40 2,348.27±455.78 0.70 0.082
   Median (IQR) 2,400.00 [2,060.00–2,670.00] 2,530.00 [2,270.00–2,750.00] 2,070.00 [1,639.50–2,380.00] 2,400.00 [2,030.00–2,680.00] 2,400.00 [2,105.00–2,650.00]
Conception method 0.17 0.07 0.163
   Natural conception 275 (30.2) 172 (28.8) 103 (32.7) 178 (27.9) 97 (35.4)
   Assisted reproductive technology 544 (59.6) 369 (61.8) 175 (55.6) 391 (61.3) 153 (55.8)
   Ovarian stimulation 93 (10.2) 56 (9.4) 37 (11.7) 69 (10.8) 24 (8.8)
Parity 0.51 0.29 0.081
   No 480 (52.6) 309 (51.8) 171 (54.3) 328 (51.4) 152 (55.5)
   Yes 432 (47.4) 288 (48.2) 144 (45.7) 310 (48.6) 122 (44.5)
Delivery mode 0.005 0.20 0.103
   Cesarean delivery 48 (5.3) 22 (3.7) 26 (8.3) 38 (6.0) 10 (3.6)
   Vaginal delivery 864 (94.7) 575 (96.3) 289 (91.7) 600 (94.0) 264 (96.4)
Chorionicity <0.001 0.57 0.048
   Monochorionic 142 (15.6) 70 (11.7) 72 (22.9) 96 (15.0) 46 (16.8)
   Dichorionic 770 (84.4) 527 (88.3) 243 (77.1) 542 (85.0) 228 (83.2)
Gestational diabetes 0.12 0.27 0.084
   No 672 (73.7) 450 (75.4) 222 (70.5) 463 (72.6) 209 (76.3)
   Yes 240 (26.3) 147 (24.6) 93 (29.5) 175 (27.4) 65 (23.7)
Gestational hypertension 0.004 0.047 0.150
   No 727 (79.7) 493 (82.6) 234 (74.3) 497 (77.9) 230 (83.9)
   Yes 185 (20.3) 104 (17.4) 81 (25.7) 141 (22.1) 44 (16.1)
Intrahepatic cholestasis 0.01 0.79 0.030
   No 861 (94.4) 572 (95.8) 289 (91.7) 601 (94.2) 260 (94.9)
   Yes 51 (5.6) 25 (4.2) 26 (8.3) 37 (5.8) 14 (5.1)
Gestational anemia <0.001 0.03 0.161
   No 733 (80.4) 501 (83.9) 232 (73.7) 525 (82.3) 208 (75.9)
   Yes 179 (19.6) 96 (16.1) 83 (26.3) 113 (17.7) 66 (24.1)
Placenta previa 0.043 0.85 0.030
   No 889 (97.5) 587 (98.3) 302 (95.9) 621 (97.3) 268 (97.8)
   Yes 23 (2.5) 10 (1.7) 13 (4.1) 17 (2.7) 6 (2.2)
PROM <0.001 0.06 0.140
   No 765 (83.9) 531 (88.9) 234 (74.3) 545 (85.4) 220 (80.3)
   Yes 147 (16.1) 66 (11.1) 81 (25.7) 93 (14.6) 54 (19.7)
Placental abruption 0.49 >0.99 0.003
   No 889 (97.5) 584 (97.8) 305 (96.8) 622 (97.5) 267 (97.4)
   Yes 23 (2.5) 13 (2.2) 10 (3.2) 16 (2.5) 7 (2.6)
Meconium staining III 0.52 0.56 0.057
   No 886 (97.1) 582 (97.5) 304 (96.5) 618 (96.9) 268 (97.8)
   Yes 26 (2.9) 15 (2.5) 11 (3.5) 20 (3.1) 6 (2.2)
Antepartum hemorrhage 0.19 0.18 0.116
   No 906 (99.3) 595 (99.7) 311 (98.7) 632 (99.1) 274 (100.0)
   Yes 6 (0.7) 2 (0.3) 4 (1.3) 6 (0.9) 0 (0.0)
Postpartum hemorrhage 0.66 0.55 0.053
   No 860 (94.3) 561 (94.0) 299 (94.9) 604 (94.7) 256 (93.4)
   Yes 52 (5.7) 36 (6.0) 16 (5.1) 34 (5.3) 18 (6.6)
Chorioamnionitis 0.11 0.09 0.156
   No 910 (99.8) 597 (100.0) 313 (99.4) 638 (100.0) 272 (99.3)
   Yes 2 (0.2) 0 (0.0) 2 (0.6) 0 (0.0) 2 (0.7)
Placental adherence 0.90 0.35 0.077
   No 851 (93.3) 558 (93.5) 293 (93.0) 599 (93.9) 252 (92.0)
   Yes 61 (6.7) 39 (6.5) 22 (7.0) 39 (6.1) 22 (8.0)
TTTS 0.01 0.46 0.068
   No 903 (99.0) 595 (99.7) 308 (97.8) 633 (99.2) 270 (98.5)
   Yes 9 (1.0) 2 (0.3) 7 (2.2) 5 (0.8) 4 (1.5)
Placenta accreta >0.99 0.01 0.203
   No 894 (98.0) 585 (98.0) 309 (98.1) 620 (97.2) 274 (100.0)
   Yes 18 (2.0) 12 (2.0) 6 (1.9) 18 (2.8) 0 (0.0)
Fetal sex 0.49 0.55 0.048
   Male 488 (53.5) 314 (52.6) 174 (55.2) 346 (54.2) 142 (51.8)
   Female 424 (46.5) 283 (47.4) 141 (44.8) 292 (45.8) 132 (48.2)
FGR 0.85 0.28 0.085
   No 801 (87.8) 523 (87.6) 278 (88.3) 555 (87.0) 246 (89.8)
   Yes 111 (12.2) 74 (12.4) 37 (11.7) 83 (13.0) 28 (10.2)
Neonatal asphyxia 0.03 0.73 0.050
   No 902 (98.9) 594 (99.5) 308 (97.8) 630 (98.7) 272 (99.3)
   Yes 10 (1.1) 3 (0.5) 7 (2.2) 8 (1.3) 2 (0.7)
Neonatal hypoglycemia <0.001 0.65 0.041
   No 821 (90.0) 561 (94.0) 260 (82.5) 572 (89.7) 249 (90.9)
   Yes 91 (10.0) 36 (6.0) 55 (17.5) 66 (10.3) 25 (9.1)
Congenital malformation <0.001 >0.99 0.007
   No 840 (92.1) 580 (97.2) 260 (82.5) 588 (92.2) 252 (92.0)
   Yes 72 (7.9) 17 (2.8) 55 (17.5) 50 (7.8) 22 (8.0)

Data are presented as mean ± standard deviation, median [IQR] or n (%). The “Overall” column refers to all twin neonates in the derivation cohort (n=912). The “Without severe” and “Severe” columns refer to neonates without and with composite severe adverse outcomes in the derivation cohort, respectively. The “Train set” and “Test set” columns refer to the randomly assigned internal training (n=638) and testing (n=274) subsets derived from the same cohort. P (train vs. test) denotes the P value for the comparison between the training and testing sets, calculated using the independent-samples t-test or Mann-Whitney U test for continuous variables and the χ2 test or Fisher’s exact test for categorical variables, as appropriate. SMD (train vs. test) denotes the absolute standardized mean difference between the training and testing sets; |SMD| <0.10 was considered to indicate good balance between groups. BMI, body mass index; FGR, fetal growth restriction; IQR, interquartile range; PROM, premature rupture of membranes; SMD, standardized mean difference; TTTS, twin-to-twin transfusion syndrome.

Feature selection

Multicollinearity was assessed using the variance inflation factor (VIF); predictors with VIF >5 were excluded. Four feature selection strategies were compared: (I) light gradient boosting machine (LightGBM)-based feature importance; (II) least absolute shrinkage and selection operator (LASSO) regression; (III) K-Best [analysis of variance (ANOVA) F-values]; and (IV) an intersection approach retaining predictors selected by at least two methods (20). The maximum number of features was pre-specified at 10 to ensure clinical feasibility and mitigate overfitting. Feature selection was fitted in training folds and applied to validation folds to prevent information leakage. Cross-validated area under the curve (AUC) curves across feature counts (k =5, 8, 10, 12, 15) using repeated 5-fold cross-validation showed performance plateaued at k =10, supporting the final 10-predictor subset.

Model development and validation

Ten ML algorithms were trained on each feature subset: logistic regression, artificial neural network, decision tree, extremely randomized trees, gradient boosting (GB; scikit-learn), k-nearest neighbors, LightGBM, random forest (RF), support vector machine, and extreme gradient boosting (XGBoost). Combining four feature selection methods with ten algorithms yielded 40 candidate models. To address class imbalance, Synthetic Minority Over-sampling Technique (SMOTE) was applied to the training data within each cross-validation fold, without resampling validation folds. Hyperparameters were tuned via grid search with five-fold cross-validation; search spaces and optimal values are detailed in table available at https://cdn.amegroups.cn/static/public/tp-2026-1-0007-3.xlsx. Model performance was evaluated using discrimination (AUC), calibration (Brier score, calibration plots), and classification metrics (sensitivity, specificity, positive and negative predictive values, F1 score). To enable holistic comparison across performance domains, we calculated a composite score as previously described (21), by averaging four scaled components: normalized mean AUC, inverted normalized mean Brier score, inverted normalized standard deviation (SD) (AUC), and inverted normalized SD (Brier) across repeated cross-validation folds, with min–max scaling to [0,1] across candidate models (details in Appendix 1). Decision curve analysis (DCA) was used to assess clinical utility. Performance across candidate models is summarized in table available at https://cdn.amegroups.cn/static/public/tp-2026-1-0007-1.xlsx. Once optimal hyperparameters were determined, the selected final model was frozen; no recalibration was performed during temporal validation to preserve a strict assessment of transportability.

Model interpretations and clinical application

Model interpretability was assessed using SHAP (22). A SHAP summary plot was used to present global feature importance, while individual waterfall plots provided patient-level explanations of risk estimates. A web-based risk calculator was developed for clinical use, stratifying patients into high- and low-risk groups using a Youden index-derived probability cutoff from the training set (cutoff ≈0.50; sensitivity 87.6%, specificity 88.2%).

Statistical analysis

Analyses were performed in Python 3.12.3. Continuous variables are presented as mean ± SD or median [interquartile range (IQR)] and compared using t-tests or Mann-Whitney U tests; categorical variables are presented as n (%) and compared using χ2 or Fisher’s exact tests. Two-sided P<0.05 was considered significant. Because twin births introduce within-pair correlation that may affect model performance estimates, twin pairs from the same pregnancy were kept within the same data split to prevent data leakage. To quantify the impact of this correlation on discrimination estimates, we compared standard bootstrap (resampling individuals) with cluster-robust bootstrap (resampling at the pregnancy level) in the temporal validation cohort (1,000 iterations); results are reported in table available at https://cdn.amegroups.cn/static/public/tp-2026-1-0007-4.xlsx and Figure S1.


Results

Patient characteristics

The study initially comprised 1,756 twin infants, with 1,156 in the derivation cohort and 600 in the temporal validation cohort. After applying exclusion criteria, the final derivation cohort included 912 neonates (315 events, 34.5%), split into training (n=638) and testing (n=274) sets at a 7:3 ratio with twin pairs kept together. The temporal validation cohort comprised 592 neonates (223 events, 37.7%). Baseline characteristics are detailed in Table 1, and the study flow is illustrated in Figure 1.

Figure 1 Study flow and modeling framework for developing and validating the prediction model. The initial cohort comprised all twin neonates admitted to the NICU during the study period. After applying inclusion and exclusion criteria, 912 and 592 neonates were included in the derivation and temporal validation cohorts, respectively. The derivation cohort was randomly split into a training set (70%) and an internal testing set (30%). Using routinely available predictors, multiple machine learning models were developed in the training set, internally tested, temporally validated, interpreted using SHAP and implemented as a web-based risk calculator. ANN, artificial neural network; COM, combined feature selection method; DCA, decision curve analysis; DT, decision tree; ET, extremely randomized trees; GB, gradient boosting; KNN, k-nearest neighbors; LASSO, least absolute shrinkage and selection operator; LightGBM, light gradient boosting machine; LR, logistic regression; NICU, neonatal intensive care unit; RF, random forest; ROC, receiver operating characteristic; SHAP, Shapley additive explanations; SVM, support vector machine; XGB, extreme gradient boosting.

Feature selection

No severe multicollinearity was detected (all VIF <5). Among the four feature selection strategies compared, LASSO yielded the optimal predictor subset based on cross-validated performance stability at k =10 features. The selected predictors are visualized in Figure 2A, with the correlation heatmap (Figure 2B) demonstrating low redundancy. Alternative rankings (LightGBM, K-Best) are shown in Figure S2.

Figure 2 Predictor selection and correlation among included variables. (A) LASSO-selected predictors ranked by the magnitude of their coefficients. Positive coefficients indicate increased predicted risk, whereas negative coefficients indicate a protective effect. (B) Heatmap of pairwise Pearson correlation coefficients among the 10 selected predictors, showing no severe multicollinearity (all |r| <0.8). The color scale ranges from −1 (blue, negative correlation) to +1 (red, positive correlation). BMI, body mass index; FGR, fetal growth restriction; LASSO, least absolute shrinkage and selection operator; PROM, premature rupture of membranes; TTTS, twin-to-twin transfusion syndrome; VIF, variance inflation factor.

Model development and validation

Forty candidate models (4 feature selection strategies × 10 algorithms) were developed using grid search with five-fold cross-validation. Model performance was evaluated using discrimination (AUC), calibration (Brier score), classification metrics, and a composite performance score. Results for all 40 configurations are summarized in table available at https://cdn.amegroups.cn/static/public/tp-2026-1-0007-1.xlsx. ROC curves comparing all algorithms are provided in Figure S3. In the internal testing set, GB and RF using the LASSO-selected predictors showed similar discrimination (AUC 0.848 vs. 0.841) and calibration (Brier 0.158 vs. 0.162), with comparable precision-recall performance [average precision (AP) 0.749 vs. 0.745; baseline prevalence 0.35]. DCA showed positive net benefit for both models across a range of threshold probabilities (Figure 3A-3D).

Figure 3 Performance of GB and RF models in the internal testing set. (A) ROC curves for GB and RF. (B) PR curves with average precision values for each model. (C) Calibration plots showing agreement between predicted and observed probabilities of severe adverse outcomes; histograms display the distribution of predicted probabilities for neonates with and without severe events. (D) DCA demonstrating net benefit across a range of threshold probabilities compared with “treat all” and “treat none” strategies. AP, average precision; AUC, area under the curve; DCA, decision curve analysis; GB, gradient boosting; PR, precision-recall; RF, random forest; ROC, receiver operating characteristic.

Based on composite performance in the derivation cohort, GB and RF with LASSO-selected predictors emerged as the two top-performing models and were advanced to temporal validation for final selection.

Temporal validation and model selection

Baseline characteristics of the temporal validation cohort were compared with the derivation cohort (table available at https://cdn.amegroups.cn/static/public/tp-2026-1-0007-2.xlsx). Compared with the derivation cohort, the temporal validation cohort had a higher event rate (37.7% vs. 34.5%), lower mean gestational age (34.96 vs. 35.45 weeks), lower birth weight (2,178 vs. 2,318 g), and a higher proportion of monochorionic twins (26.2% vs. 15.6%). Most variables remained well balanced [|standardized mean difference (SMD)| <0.10 for 18 of 27 variables].

In temporal validation, discrimination was similar between models: RF achieved an AUC of 0.851 [95% confidence interval (CI): 0.820–0.881] and GB an AUC of 0.844 (95% CI: 0.812–0.875) (Figure 4A). Precision-recall performance was comparable (AP 0.751 for RF vs. 0.734 for GB; baseline prevalence 0.38) (Figure 4B). Calibration was acceptable for both models (GB Brier 0.162; RF 0.162) with satisfactory agreement between observed and predicted risks (Figure 4C). DCA demonstrated positive net benefit for both models across a wide range of threshold probabilities (Figure 4D).

Figure 4 Temporal validation of GB and RF models in an independent cohort. (A) ROC curves with AUC and 95% CIs. (B) PR curves with average precision values. (C) Calibration plots for GB and RF in the temporal validation cohort, together with histograms of predicted probabilities for neonates with and without severe events; Brier scores are indicated in the panels. (D) DCA showing net benefit across different threshold probabilities compared with “treat all” and “treat none” strategies. AP, average precision; AUC, area under the curve; CI, confidence interval; DCA, decision curve analysis; GB, gradient boosting; PR, precision-recall; RF, random forest; ROC, receiver operating characteristic.

To inform final model selection, we compared classification metrics at the training-derived Youden cutoff (≈0.50) and composite performance scores in the temporal cohort (Figure S4). GB achieved higher accuracy (0.771 vs. 0.760), specificity (0.853 vs. 0.828), and F1 score (0.647 vs. 0.628), whereas RF had slightly higher sensitivity (0.695 vs. 0.659). Overall, GB attained a marginally higher composite score. Given comparable discrimination and calibration, with higher specificity and F1 score at the cost of slightly lower sensitivity, GB was selected as the final model for deployment.

Model interpretation and clinical application

The interpretability of the final GB model was assessed using SHAP. The SHAP summary plot (Figure 5A) ranks predictors by their overall contribution to the predicted risk of severe adverse outcomes. Gestational age and birth weight were the most influential features, with lower values generally contributing to higher predicted risk, consistent with established neonatal risk factors. Neonatal hypoglycemia and congenital malformation also contributed positively to risk estimates. Importantly, the model’s clinical value lies not in identifying novel predictors but in synthesizing multiple variables into individualized, quantitative risk estimates for each twin neonate.

Figure 5 Model interpretability and web-based clinical application of the GB model. (A) SHAP summary plot showing the global contribution of each predictor to the predicted risk of severe adverse outcomes among twin neonates. Horizontal position represents the SHAP value (impact on model output), and colors indicate feature values (red = high, blue = low). (B) SHAP waterfall plot for an example high-risk neonate (predicted probability ≈0.87, true outcome: severe event), demonstrating that lower gestational age and birth weight make the largest positive contributions to the predicted risk. (C) SHAP waterfall plot for an example low-risk neonate in the temporal validation cohort (predicted probability ≈0.08, true outcome: no severe event), illustrating how individual predictors decrease the log-odds of severe adverse outcomes. (D) Screenshot of the web-based risk calculator interface for the GB model, showing input of the 10 routinely available clinical predictors, the predicted probability and corresponding risk category and clinician-facing explanations to support risk communication and monitoring prioritization. GB, gradient boosting; Pred, predicted probability; SHAP, Shapley additive explanations.

SHAP-based explanations are also provided at the individual level. For a representative high-risk neonate (predicted probability ≈0.87, true outcome: severe event), the waterfall plot in Figure 5B illustrates that lower gestational age and birth weight made the largest positive contributions to the predicted risk. In contrast, for a representative low-risk neonate in the temporal validation cohort (predicted probability ≈0.08, true outcome: no severe event), the waterfall plot in Figure 5C shows that relatively higher gestational age and birth weight, together with absence of congenital malformation, pushed the prediction toward lower risk. Such case-level explanations may help NICU clinicians understand why the model flags a given twin neonate as high or low risk and may support clinician-facing risk communication and prioritization of monitoring intensity.

To facilitate clinical use, the final GB model was implemented as an online risk calculator. After entering the 10 clinical predictors through a simple web interface, the calculator returns the predicted probability of severe adverse outcomes together with a risk category and clinician-facing explanations to support risk communication and monitoring prioritization (Figure 5D).

Sensitivity analysis: within-pair correlation

Twin outcomes showed moderate within-pair dependence, with 70.5% concordance across both cohorts (tetrachoric correlation 0.19; Cohen’s kappa 0.36). The concordance rate was higher in the temporal validation cohort (77.4%) than in the derivation cohort (66.0%). Accounting for this dependence using pregnancy-level cluster bootstrap in the temporal validation cohort (1,000 iterations) yielded similar point estimates for discrimination compared with standard bootstrap: AUC 0.846 (95% CI: 0.806–0.884) vs. 0.847 (95% CI: 0.814–0.877), with a CI width ratio of 1.25. The modest widening of the confidence interval under cluster resampling is expected given the within-pair dependence structure and suggests that, while within-pair correlation modestly increases uncertainty, the model’s discriminative performance remains robust (Figure S5 and table available at https://cdn.amegroups.cn/static/public/tp-2026-1-0007-4.xlsx).


Discussion

In this retrospective single-center cohort of twin neonates admitted to the NICU, we developed and temporally validated an interpretable ML model to estimate early risk of severe adverse outcomes in both spontaneously conceived and assisted reproductive technology-conceived twin pregnancies. The final GB model, based on 10 routinely available clinical predictors within the first 24 hours of admission, demonstrated good discrimination in temporal validation (AUC 0.844) and was implemented as a web-based risk calculator. Rather than identifying novel risk factors—most of which overlap with established neonatal risk determinants—the model integrates multiple early clinical variables into individualized, quantitative risk estimates that can support risk stratification and planning of monitoring and preventive care for each twin neonate.

The 10 LASSO-selected predictors—four neonatal factors (gestational age, birth weight, neonatal hypoglycemia, and congenital malformation) and six maternal-perinatal factors (chorionicity, gestational hypertension, gestational hypothyroidism, intrahepatic cholestasis of pregnancy, gestational anemia, and grade III meconium staining)—are consistent with established clinical evidence. Low gestational age and low birth weight reflect organ immaturity and growth restriction and are well-recognized determinants of severe neonatal morbidity, including IVH and BPD (23). Neonatal hypoglycemia has been associated with adverse neurodevelopmental outcomes, including impairments in executive and visual-motor function in early childhood, even after mild or transient episodes (24-26). Chorionicity is a key determinant in twin pregnancy management, and monochorionic placentation is associated with higher perinatal mortality and morbidity than dichorionic placentation (27,28). The remaining maternal-perinatal complications in the model—gestational hypertension, hypothyroidism, intrahepatic cholestasis, anemia, and meconium staining—may impair placental perfusion and fetal oxygenation or serve as markers of fetal compromise, consistent with the Developmental Origins of Health and Disease framework (29-34). None of these predictors are novel; rather, the model’s contribution lies in integrating them into individualized, quantitative risk estimates that go beyond what any single marker or conventional scoring system can provide. All 10 variables are obtainable within 24 hours of NICU admission, supporting early clinician-facing risk stratification.

Twin pregnancies present greater challenges than singleton pregnancies and are associated with substantially higher perinatal risk. Stillbirth rates have been reported to be approximately 13-fold higher in monochorionic and fivefold higher in dichorionic twin pregnancies compared with singleton pregnancies (35-37). Recent meta-analyses have similarly reported higher stillbirth prevalence in monochorionic compared with dichorionic twin pregnancies (38). Currently, there is no dedicated tool for predicting adverse outcomes in twin neonates. Previous studies have either focused on adverse perinatal outcomes of twin pregnancies (e.g., obstetric complications, postpartum hemorrhage, preterm birth, and other adverse perinatal outcomes) (37,39,40) or targeted specific clinical conditions of twin pregnancies, such as small-for-gestational-age infants, increased nuchal translucency, selective fetal growth restriction in monochorionic twins, and preeclampsia screening in twin pregnancies (41-44). Most of these studies have considered early post-birth outcomes and relied on single markers or influencing factors. In contrast, our study focused on a broader range of post-birth adverse outcomes and used a composite outcome to significantly increase the number of endpoint events—this improves model robustness, enhances clinical relevance and practicality, and aligns the model’s prediction goals with real-world clinical decision-making. ML offers a flexible framework for integrating these complex multidimensional risk factors into a unified predictive tool. While ML models have been applied to predict neonatal outcomes in preterm or growth-restricted populations, they have often focused on short-term or single-disease endpoints and were not developed specifically for twin neonates (16-19). To our knowledge, few studies have developed and temporally validated ML models for composite postnatal severe outcomes specifically in twin neonates admitted to the NICU. Compared with previous research, we integrated more comprehensive perinatal maternal data and early neonatal clinical information, which may contribute to the model’s discriminative ability in this specific population.

To facilitate clinical translation, we provided clinician-facing interpretability using SHAP, including both global and patient-level explanations. Global explanations showed that gestational age and birth weight contributed most to risk estimates, consistent with established neonatal determinants. More importantly, individual waterfall plots decomposed each prediction into feature contributions, supporting transparent risk communication and prioritization of monitoring intensity. Because all 10 predictors are routinely available within the first 24 hours of NICU admission, the tool is suitable for early bedside risk stratification.

However, there are limitations in this study. First, this was a single-center retrospective study, and selection bias and limited generalizability are possible; external validation in independent, multicenter cohorts is warranted. Although no a priori sample size calculation was performed, the derivation cohort had an events-per-predictor ratio of approximately 31.5 (315/10), exceeding the commonly cited minimum of 10. This supports model stability and reduces the risk of overfitting, but does not replace external validation. Second, missing data were handled using MICE under a missing-at-random assumption; bias may remain if this assumption is violated. Third, potentially relevant factors (e.g., prenatal steroid use) were not included due to data unavailability. Fourth, although co-twins were kept within the same data split and pregnancy-level cluster bootstrap in temporal validation yielded similar AUC point estimates with modestly wider CIs (width ratio 1.25), model training did not explicitly incorporate within-pair dependence [e.g., via generalized estimating equations (GEE) or mixed-effects frameworks]. Given the moderate within-pair concordance (70.5%; tetrachoric correlation 0.19; κ =0.36), future work should evaluate cluster-aware modeling strategies to improve calibration and standard error estimation, although point discrimination remained stable in our sensitivity analysis. Fifth, although we applied treatment-based thresholds to enhance clinical significance (e.g., transfusion-requiring anemia; treated hsPDA; NEC ≥ stage IIA), the composite endpoint still includes conditions with heterogeneous prognostic weight. Because the most extreme endpoints (e.g., IVH grade III/IV and PVL) were relatively infrequent, developing and validating a separate model for a severe-only endpoint in the current dataset would risk unstable estimation. Future larger, multicenter cohorts could evaluate endpoint-specific models focusing on the most extreme morbidities.


Conclusions

In conclusion, we developed and temporally validated a clinician-interpretable ML model to estimate early risk of severe adverse outcomes in twin neonates. The final GB model showed good discrimination in temporal validation and was implemented as a web-based risk calculator. Multicenter external validation and prospective impact evaluation are needed before broader clinical implementation. Given that all predictors are routinely available within 24 hours of admission, the tool may support clinician-facing risk communication and prioritization of monitoring intensity.


Acknowledgments

None.


Footnote

Reporting Checklist: The authors have completed the TRIPOD reporting checklist. Available at https://tp.amegroups.com/article/view/10.21037/tp-2026-1-0007/rc

Data Sharing Statement: Available at https://tp.amegroups.com/article/view/10.21037/tp-2026-1-0007/dss

Peer Review File: Available at https://tp.amegroups.com/article/view/10.21037/tp-2026-1-0007/prf

Funding: This work was supported by the National Clinical Key Specialty Neonatal Construction Funding.

Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://tp.amegroups.com/article/view/10.21037/tp-2026-1-0007/coif). The authors have no conflicts of interest to declare.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The study was conducted in accordance with the Declaration of Helsinki and its subsequent amendments. The study was approved by the Medical Ethics Committee of Shanxi Children’s Hospital (No. IRB-KYYN-2026-G004), and informed consent was waived because the data were retrospective and anonymized.

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.


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Cite this article as: Xu D, Li Y, Li S, Wang J, Yang Y, Wei S, Ji Y. Early postnatal risk stratification for severe adverse outcomes in twin neonates admitted to the neonatal intensive care unit: development and temporal validation of an interpretable machine learning model. Transl Pediatr 2026;15(4):122. doi: 10.21037/tp-2026-1-0007

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