Machine learning-based genome-wide association analysis to construct a clinical decision model for severe neonatal jaundice
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Introduction
Neonatal jaundice is a common clinical condition in newborns characterized by an increase in total serum bilirubin, which manifests as yellowing of the skin and sclerae (1). Most cases resolve spontaneously, but a small number of neonates may develop severe hyperbilirubinemia or even bilirubin encephalopathy, which can lead to death or brain damage if not diagnosed and treated promptly (2,3). Early identification of severe hyperbilirubinemia is essential to effectively prevent bilirubin encephalopathy and its neurological sequelae (4).
The etiology of neonatal jaundice is complex and a comprehensive assessment of the role of genetic factors by genome-wide association study (GWAS) seems necessary. After birth, excess red blood cells are destroyed in large quantities, leading to excessive bilirubin production; at the same time, the metabolic function of newborns is immature, and bilirubin metabolism is slower and less efficient. Common clinical factors associated with severe neonatal jaundice (SNJ) include isoimmune hemolytic disease, inadequate feeding, and infection (5,6). In addition to clinical factors, genetic factors play an important role in SNJ. A recent large multicenter study demonstrated that neonates with genetic variants had significantly higher rates of severe hyperbilirubinemia (16.9% vs. 9.7%, P=0.001) compared to those without genetic variants (7). Specifically, UGT1A1 211G>A homozygous mutation confers a 2.35-fold increased risk for severe unconjugated hyperbilirubinemia in the Chinese population (6). We previously initiated the Chinese Neonatal Genome Project, which aims to comprehensively resolve the genetic factors of neonatal diseases through whole-exome sequencing (WES) or whole-genome sequencing, based on which we constructed a large genome-wide database and identified causative genes for neonatal diseases (8,9). The Chinese Neonatal Genome Project also offers the possibility of conducting large-scale WES genome-wide association studies.
Accurate disease risk prediction models are essential for stratifying individuals with SNJ. This is because they can be offered targeted screening and interventions to address their risk of developing the disease if they are high risk, and can avoid unnecessary screening and interventions if they are low risk. Machine learning methods are applied in genome-wide association studies and to build disease risk prediction models. Thomas et al. found that LDpred, a machine learning-based risk prediction model using a Bayesian approach for genome-wide risk prediction, was able to identify 30% of individuals with no family history as being at high risk for colorectal cancer (CRC). The traditional polygenic risk scores model identified only 10% of individuals without family history as high risk (10).
The observed associations between suspected risk factors and outcomes do not always indicate that interventions at the risk factor level will have a causal effect on outcomes (correlation is not causation) (11). Causal inference methods have been used to identify potential causal effects of genotype on disease phenotypes using GWAS data (12). Chen et al. identified a potential causal association between genome-wide significant single-nucleotide polymorphism (SNP) loci and gallstone disease by causal inference methods, i.e., univariate and multivariate Mendelian randomization (13). McCormick et al. evaluated the causal relationship between insulin resistance, hyperuricemia, and gout using genome-wide association data and bidirectional Mendelian randomization, and found that hyperinsulinemia leads to hyperuricemia and not vice versa (14). Sealock et al. investigated the causal link between depression polygenic scores and white blood cell counts using PsycheMERGE Network data and causal inference methods based on mediation analysis and Mendelian randomization, and found that increased depression polygenic scores were associated with increased white blood cell counts, suggesting that the association may be bidirectional (15).
In brief, considering the complexity of neonatal jaundice etiology and the important role of genetic factors, it is necessary to conduct a GWAS of neonatal jaundice in a Chinese population to identify genetic factors that differentiate severe from non-severe cases and comprehensively understand the role of genetic factors in neonatal jaundice through a machine learning-based causal inference approach. We present this article in accordance with the TRIPOD reporting checklist (available at https://tp.amegroups.com/article/view/10.21037/tp-2026-1-0082/rc).
Methods
Participants
The participants were patients diagnosed with neonatal unconjugated hyperbilirubinemia who were also participating in the Chinese Neonatal Genome Project (16), and a detailed clinical description of the patients is provided in Appendix 1.
WES
WES was done with reference to our previous studies of the Chinese Neonatal Genome Project (16) and detailed in Appendix 1.
SNP calling
The variants were detected by referring to our previous studies (17-19) and detailed in Appendix 1.
Genome-wide association analysis
Exome level SNPs were used for genome-wide association analysis, and genome-wide association analysis was done by PLINK software, and the detailed process is shown in Appendix 1.
Machine learning
The Least Absolute Shrinkage and Selection Operator (LASSO), a machine learning method, was used to discover SNPs that contribute significantly to clinical variables, which was performed according to our previous studies (20,21), and detailed in Appendix 1.
Clinical prediction models
A clinical prediction model for severe jaundice based on SNPs and clinical indicators was developed, and we also performed a calibration assessment of the model and predicted the risk of severe jaundice based on the model, the detailed procedure is shown in Appendix 1.
Survival analysis
Kaplan-Meier survival curves were done by the Kaplan-MeierFitter() function of the lifelines package (version 0.26.4) of Python software (Python version 3.7.6). For univariate survival analysis, we first set the time variable and event variable, and then compared the differences of the univariate survival curves. The statistical significance was calculated by the logrank_test() function of the statistics module of the lifelines package, and a P value less than 0.05 was considered a significant difference. Multivariate survival analysis was done by the CoxPHFitter() function of the lifelines package. The independent effects of predictive variables on time-to-event outcomes were evaluated using a Cox proportional hazards model, with important features selected by LASSO included as covariates. Erythrocyte-related indicators and time to peak bilirubin level were defined as time variables. The proportional hazards assumption was tested using Schoenfeld residuals, and results were presented as hazard ratios with 95% confidence intervals.
Machine learning-based causal inference
A machine learning-based causal inference approach was used to assess the causal association of SNPs and clinical indicators with severe jaundice, completed with reference to a previous article (22), Machine learning-based causal inference Machine learning-based causal inference was done through Microsoft’s DoWhy library (https://github.com/microsoft/dowhy) and EconML library (https://github.com/econml/), and by referring to the software manual and our previous study (submitted). First, our domain knowledge was encoded into a causal model and represented by a graph, then the backdoor.linear_regression method based on DoWhy checked whether a given observed variable could estimate the target quantity. Then, the estimator was constructed using EconML’s machine learning method, which uses gradient boosting trees to learn the relationship between the outcome and confounding factors, as well as the relationship between the intervention and confounding factors, and finally compares the residuals between the outcome and the intervention. Finally, the robustness of the causal model was assessed by placebo_treatment_refuter and data_subset_refuter tests.
Ethical consideration
The study was conducted in accordance with the Declaration of Helsinki and its subsequent amendments. The study was approved by the Ethics Committee of Children’s Hospital of Fudan University (No. CHFudanU_NNICU11), and written informed consent was obtained from the parents of the neonates.
Results
The overall design of this study is shown in Figure 1. A total of 315 neonates with neonatal jaundice were included, including 160 cases of non-SNJ and 155 cases of SNJ. The two groups were statistically comparable at baseline. In the non-SNJ group, the gestational age was 38.66±1.25 weeks, the birth weight was 3,293.68±425.53 g, the age at admission was 9.71±10.31 days, onset time was 2.74±1.44 days and there were 99 males (61.9%). In the SNJ group, the gestational age was 38.63±1.25 weeks, the birth weight was 3,257.26±400.20 g, the age at admission was 8.25±6.38 days, onset time was 2.96±1.59 days and there were 81 males (52.3%). Notably, compared with the non-SNJ group, the SNJ group showed significantly higher red blood cell counts (5.02±0.87 vs. 4.75±0.87, P=0.006) and hemoglobin (Hb) levels (170.17±32.97 vs. 159.14±35.06, P=0.004). Detailed clinical characteristics are shown in Table 1.
Table 1
| Severe NJ− | Severe NJ+ | P | |
|---|---|---|---|
| n | 160 | 155 | |
| AgeA (year) | 9.71 [10.31] | 8.25 [6.38] | 0.13 |
| AWL = Y | 12 (7.5) | 23 (14.8) | 0.06 |
| BF = Y | 141 (88.1) | 151 (97.4) | 0.003 |
| BL = Y | 29 (18.1) | 53 (34.2) | 0.002 |
| BW () | 3,293.68 [425.53] | 3,257.26 [400.20] | 0.44 |
| CRP = Y | 21 (13.1) | 14 (9.0) | 0.33 |
| EXB = Y | 3 (1.9) | 10 (6.5) | 0.08 |
| GA () | 38.66 [1.25] | 38.63 [1.25] | 0.80 |
| Gender = M | 99 (61.9) | 81 (52.3) | 0.11 |
| Hb () | 159.14 [35.06] | 170.17 [32.97] | 0.004 |
| HEMO = Y | 21 (13.1) | 18 (11.6) | 0.81 |
| Hypothyroidism = Y | 7 (4.4) | 7 (4.5) | >0.99 |
| Hospital_stay () | 6.84 [2.82] | 6.95 [2.36] | 0.69 |
| LCR () | 44.73 [15.21] | 45.81 [13.53] | 0.51 |
| NER () | 39.12 [14.92] | 38.15 [13.04] | 0.54 |
| Onset_time () | 2.74 [1.44] | 2.96 [1.59] | 0.19 |
| Other () | 0.09 [0.28] | 0.06 [0.23] | 0.32 |
| Peak_TSB_time () | 10.38 [10.63] | 8.72 [6.05] | 0.09 |
| PT = Y () | 153 (95.6) | 155 (100.0) | 0.02 |
| RBC () | 4.75 [0.87] | 5.02 [0.87] | 0.006 |
| RET () | 2.05 [1.84] | 1.54 [1.48] | 0.008 |
| TSB () | 267.11 [49.07] | 398.47 [60.84] | <0.001 |
| WBC () | 11.44 [4.23] | 11.45 [3.53] | 0.98 |
Data are presented as number (%) or mean [standard deviation]. AgeA, age at admission; AWL, abnormal weight loss; BF, breastfeeding; BL, extravascular hemorrhage (including cephalhematoma and intracranial hemorrhage); BW, birth weight; CRP, C-reactive protein; EXB, exchange transfusion; GA, gestational age; Hb, hemoglobin; HEMO, hemolysis (ABO/Rh incompatibility, positive coombs test); Hospital_stay, hospital stay; LCR, lymphocyte ratio; M, male; NER, neutrophil ratio; NJ, neonatal jaundice; Onset_time, onset time of jaundice; Other, other complications; Peak_TSB_time, time to peak total serum bilirubin; PT, phototherapy; RBC, red blood cell count; RET, reticulocyte count; TSB, total serum bilirubin; WBC, white blood cell count; Y, yes.
Genome-wide association analysis identified SNPs associated with total red blood cell count in neonatal jaundice
To gain a comprehensive understanding of the role of genetic factors in neonatal jaundice, we performed a genome-wide association analysis based on exome sequencing data. First, WES was performed on whole blood samples to obtain information on SNPs at the whole-exome level, and then quality control was performed to remove low-frequency and genotyping error SNPs, resulting in a total of 46,854 SNPs for the GWAS. The distribution of these SNPs on the chromosomes is shown in Figure 2A, which shows that the chromosomes are well covered by the SNPs. By performing a GWAS of the SNPs with clinical indices using PLINK, the SNP loci were found to correlate with erythroid-related indicators, including the total red blood cell count, reticulocyte count, altered red blood cells, and altered reticulocyte count, with a threshold P value of 1.0×10−5 (Figure 2B). A total of 17 SNPs were found to be significantly correlated with red blood cell count (Figure 2C). Specific information on all the SNPs correlated with red blood cell metrics is provided in Table S1.
Machine learning identified genetic and clinical features associated with SNJ
To evaluate the potential of genetic factors and clinical features for classification of SNJ, a LASSO-based approach was used for machine learning analysis. The optimal lambda value of 0.0477 was selected by 10-fold cross-validation based on the minimum binomial deviance criterion (Figure 3A). First, the optimal lambda value was screened, defined as the point at which cross-validation error is minimized, balancing model complexity and predictive accuracy. And then, based on the optimal lambda value, nine important variables that could be used for the classification of SNJ were calculated (Figure 3A), where rs144648182, Hb concentration, breastfeeding, altered reticulocyte count, and phototherapy (as a treatment indicator) had a positive effect on serum total bilirubin level (Figure 3B). Of note, phototherapy was included as a marker of clinical intervention, not as a causal factor for bilirubin elevation. A simplified LASSO regression model was constructed based on these nine important variables, and evaluation of the model formulation was performed. The results of the evaluation are shown in Table S2, which shows that rs144648182, chr3_75715118, altered reticulocyte count, breastfeeding, gender, and bleeding contributed significantly to the model. The results of the correlation analysis of these nine important variables are shown in Figure 3C, which shows that altered reticulocyte count was significantly associated with breastfeeding and Hb concentration.
Construction of clinical prediction model for risk assessment of SNJ and to aid clinical decision
Based on the ranking of important variables obtained from the LASSO analysis, we constructed clinical prediction models for the top three important variables (top3), the top six important variables (top6), and all nine important variables (all9). To evaluate whether the model-predicted risk was in good agreement with the actual risk, we performed calibration of the clinical prediction models and found that all models predicted risk in good agreement with the actual risk, while the Brier score of the clinical prediction model was based on all nine important variables (Figure 4A). Regarding the possibility of false positives and false negatives in predicting whether a patient has a disease by a biomarker, no matter which value is chosen as the threshold, sometimes it is preferable to avoid false positives and sometimes it is more desirable to avoid false negatives. Since both cases cannot be avoided, we tried to find a model with the greatest net benefit by decision curve analysis (DCA). The results are shown in Figure 4B, which shows that a clinical decision model based on all important clinical variables has a certain clinical effect or net benefit. Furthermore, we also evaluated the clinical effects of the model based on all variables using the clinical impact curve and found that interventions at a threshold of ≤0.4 could reduce impairment and increase benefit (Figure 4C). Finally, we constructed a logistic regression model for risk prediction of severe jaundice based on all variables and visualized the risk prediction model by nomogram, which showed that the risk prediction model provided better risk prediction of severe jaundice (Figure 4D). Also, the peak serum total bilirubin time and hospital stay were predicted based on the clinical prediction model (Figure S1).
Causal inference reveals that rs144648182, associated with total red blood cells, may contribute to elevated serum total bilirubin
The number of red blood cells and Hb concentration are important factors influencing the elevation of total serum bilirubin. In the present study, we found that the total red blood cells and Hb concentration were significantly elevated in neonates with SNJ compared with those without SNJ (Figure 5A,5B), and the increase in red blood cell count was positively correlated with the increase in Hb concentration (Figure 5C). Meanwhile, we performed survival analysis and showed a significant effect of rs144648182 on Hb concentration by univariate Kaplan-Meier survival curve analysis (Figure 5D). Survival analysis based on a multivariate Cox proportional risk model also showed that rs144648182 was a significant risk factor for Hb concentration and peak serum total bilirubin time (Figure 5E). To further assess whether total red blood cells and total red blood cell-related SNPs directly or indirectly contributed to the elevated serum total bilirubin concentration, we evaluated the causal effect of total red blood cell-related SNPs with serum total bilirubin concentration based on a machine learning causal inference approach. The results showed that rs144648182 had a potential association effect with bilirubin, that Hb was a possible mediator, and that other SNPs, breastfeeding, and gender were confounders (Figure 5F).
Discussion
Jaundice is a common symptom in the neonatal period, and SNJ can lead to kernicterus or even death. It is essential to accurately identify individuals at high risk from neonatal jaundice and to intervene effectively. Genetic factors play a very important role in jaundice, and genome-wide association studies conducted in adults have revealed important biological insights into jaundice. SNPs in the genes UGT1A1, SLCO1B3, and SEMA3C were found to be associated with jaundice and clinical comorbidities (23-29). However, studies have suggested ethnic differences in genetic associations for bilirubin levels between populations. For example, Kang et al. conducted a large GWAS using 8841 Koreans to identify genetic variants affecting serum bilirubin levels, and significant associations were observed at the previously identified loci UGT1A1 (rs11891311) and SLCO1B3 (rs2417940). However, the two SLCO1B3 variants (rs17680137 and rs2117032) most significantly associated with total serum bilirubin in a European population were not found to reach genome-wide significance levels in the Korean population (25).
The first genome-wide association analysis in neonatal jaundice identified 17 SNPs significantly associated with total red blood cell count
The development of neonatal jaundice is closely related to the formation and senescence of erythrocytes. Reticulocytes generated in the bone marrow can enter the blood and generate mature erythrocytes under the action of erythropoietin (EPO), and the mature erythrocytes senescence to form Hb, which is the main source of bilirubin. We found that both total red blood cells and Hb were significantly increased in the SNJ group relative to the non-SNJ group, while the number of altered erythrocytes was positively correlated with the Hb concentration. Notably, we identified 17 SNP loci that correlated with total red blood cell count.
rs144648182 is a missense mutation in the gene HPR (NP_066275.3:p.Arg219His). HPR (haptoglobin-related protein) can bind free Hb, and the complex of HPR bound to free Hb in the blood can be captured by macrophages. Heme is then removed from free Hb and metabolized to bilirubin. Through causal inference analysis, we found that rs144648182 may increase bilirubin levels by affecting Hb metabolism. The potential mechanism is that this missense mutation may alter the HPR protein, reducing its ability to bind free Hb. This could impair Hb clearance, leading to increased heme substrate availability and consequently enhanced bilirubin production. Although this association is biologically plausible given the gene’s role in Hb metabolism, our causal inference relies on statistical assumptions and lacks direct functional evidence. Therefore, this finding should be considered preliminary, and the proposed mechanism requires further experimental validation. Future studies should use techniques such as surface plasmon resonance to determine whether this mutation affects Hb binding, combined with gene-edited cell or animal models to verify the causal pathway. If validated, this mechanism may inform novel therapeutic strategies targeting Hb clearance or heme metabolism in high-risk infants.
rs183378943 is a mutation in the non-coding region of the PLEKHA5 gene. Previous studies have shown that PLEKHA5 exerts its biological functions through the PI3K-AKT signaling pathway (30,31). Heme oxygenase-1 (HO-1) is the key enzyme for bilirubin formation, in which bilirubin is oxidized to biliverdin, which releases iron and carbon monoxide (CO); furthermore, biliverdin is catalyzed by biliverdin reductase to form bilirubin. The process of bilirubin formation is closely related to the PI3K-AKT pathway, and biliverdin reductase was found to directly activate protein kinase B (AKT) phosphorylation (32), while HO-1-induced hypoxia/reoxygenation protection depends on biliverdin reductase and its interaction with the PI3K-AKT pathway (33). Bilirubin was found to regulate brain-derived neurotrophic factor (BDNF) and glial cell-derived neurotrophic factor (GDNF) expression in neurons and astrocytes through the PI3K-AKT pathway (34). We speculate that rs183378943 may affect bilirubin production through the PI3K-AKT pathway. However, this proposed mechanism remains speculative and requires functional validation, representing an important direction for future mechanistic investigations.
Clinical prediction model for SNJ based on machine learning can achieve accurate prediction of individuals at high risk of neonatal jaundice
Genome-wide association studies usually identify multiple disease- or phenotype-related SNPs, and screening important genetic factors from these SNPs is not easy. LASSO has some advantages for screening disease-related important clinical variables. We previously identified metabolic markers associated with sepsis in neonates with meningoencephalitis based on the LASSO approach and combined these with serum and cerebrospinal fluid metabolomic analysis (21). In this present study, based on the LASSO machine learning approach, we identified nine variables that contributed significantly to SNJ, five of which were closely associated with red blood cells. We constructed a clinical prediction model based on the nine important clinical variables, which had some clinical effects and could achieve accurate prediction of high-risk individuals in neonatal jaundice.
Based on the threshold of 0.4 determined by DCA (Figure 4C), the model can distinguish newborns at high risk for severe jaundice. The model is designed for application at birth, enabling risk stratification before the onset of hyperbilirubinemia. For high-risk infants (predicted probability >0.4), such as carriers of rs1446482 with elevated Hb, intensified monitoring and early phototherapy could be adopted to prevent rapid bilirubin elevation and exchange transfusion. For low-risk infants, appropriately prolonged monitoring intervals up to 12–24 hours may help reduce unnecessary blood sampling and interventions. This model does not replace current clinical guidelines but complements them by incorporating genetic information. The proposed mechanism remains a hypothesis that requires experimental verification, and further external validation is warranted prior to clinical application.
The machine learning-based causal inference approach identified potential causal effects of genetic factors and total serum bilirubin
Correlation does not imply causality. Identifying potential causal associations from correlation results is not an easy task, usually requiring a combination of animal models or clinical randomized controlled trials, which are time-consuming and laborious studies. Newly developed machine learning methods are used to identify potential causal relationships from correlation results. We have previously used machine learning causal inference methods to identify potentially causally linked oral bacteria for autism from autism oral microbiome data (35). In the present study, based on a machine learning causal inference approach, we identified potential causal effects of erythroid-associated SNPs, such as rs144648182, with total serum bilirubin, and the possible mechanisms of our hypothesized involvement of erythroid-associated SNPs in bilirubin biosynthesis are shown in Figure 6.
Strengths and limitations
The China Neonatal Genome Project that we initiated offers the possibility of comprehensive genetic elucidation of diseases in neonates at risk, and we are now able to complete genome sequencing of 20,000 neonates per year. The Chinese Neonatal Genome Database is constructed based on these data to provide strong support for to assess the causal association this study.
Artificial intelligence technology represented by machine learning is playing an important role in clinical medical research. Applying LASSO machine learning methods to genome-wide association studies can facilitate the discovery of genetic factors associated with diseases or clinical phenotypes. With causal inference methods of machine learning, the causal effects between genetic factors and clinical outcomes can be inferred under conditions where animal models or clinical intervention experiments are not available. These reflect the innovation of this study.
The present study has some limitations. First, there is a lack of a healthy non-neonatal jaundice control. Considering that neonatal jaundice is a common symptom in newborns, it is not easy to find sufficient (300+) non-jaundiced neonates that can be used for genome-wide association studies. Consequently, our findings pertain specifically to severity stratification among jaundiced neonates (differentiating severe from non-severe cases). The identified SNPs and the prediction model should not be interpreted as risk factors for the initial onset of neonatal jaundice in the general population. Second, the modest sample size (n=315) increases the risk of false-positive associations and reduces power to detect variants with small effect sizes, despite our use of complementary machine learning and causal inference approaches. Third, there is a lack of reproducibility validation and functional studies, which is the topic of our next study.
Conclusions
We applied machine learning causal inference to GWAS data and identified potential erythroid-related genetic factors, including the HPR variant rs144648182, that may contribute to SNJ. This finding represents a testable hypothesis requiring experimental validation. A prediction model based on genetic and clinical variables demonstrated potential for risk stratification among jaundiced neonates, though external validation is needed before clinical application.
Acknowledgments
We would like to thank Catherine Perfect, MA (Cantab), from Liwen Bianji (Edanz) (www.liwenbianji.cn/), for editing the English text of this manuscript.
Footnote
Reporting Checklist: The authors have completed the TRIPOD reporting checklist. Available at https://tp.amegroups.com/article/view/10.21037/tp-2026-1-0082/rc
Data Sharing Statement: Available at https://tp.amegroups.com/article/view/10.21037/tp-2026-1-0082/dss
Peer Review File: Available at https://tp.amegroups.com/article/view/10.21037/tp-2026-1-0082/prf
Funding: This work was supported by
Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://tp.amegroups.com/article/view/10.21037/tp-2026-1-0082/coif). W.Z. serves as an Editor-in-Chief of Translational Pediatrics from July 2025 to June 2026. The other authors have no conflicts of interest to declare.
Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The study was conducted in accordance with the Declaration of Helsinki and its subsequent amendments. The study was approved by the Ethics Committee of Children’s Hospital of Fudan University (No. CHFudanU_NNICU11), and written informed consent was obtained from the parents of the neonates.
Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.
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