From homeostasis to dysregulation: human milk, microbial metabolites, and the preterm intestinal microenvironment in necrotizing enterocolitis
Introduction
The gastrointestinal tract, the body’s largest immunological organ, maintains a delicate equilibrium: tolerating nutrients and commensal microbes while limiting access of pathogens. This equilibrium relies on a well-functioning mucosal barrier, which comprises intestinal epithelial cells (IECs), a mucus layer, and immune cells. While premature delivery disrupts normal development of the above system: truncated in-utero development results in hyperpermeable tight junctions, deficient Paneth cell-mediated antimicrobial defense, impaired macrophage/T-cell function, and dysregulated Toll-like receptor 4 (TLR4) signaling (1,2). These vulnerabilities, compounded by early enteral feeding and microbial colonization, may create a storm for necrotizing enterocolitis (NEC)—a devastating disease predominating in preterm infants, with mortality exceeding 30% in surgical cases (3).
Prematurity, microbiota dysbiosis, and the absence of human milk feeding are established NEC risk factors (4), and interventions targeting these areas remain inconclusive. Clinical studies on early antibiotic exposure in preterm infants show conflicting results regarding its impact on NEC risk, possibly indicating a time-dependent cumulative effect and raising safety concerns related to antibiotic overuse (5,6). In addition, although probiotic supplements have demonstrated some promising findings, significant variations exist in the probiotic strains and dosages used across different studies, and the optimal dosage and strain combinations remain to be established (6). Pharmacologic approaches, including TLR4 inhibitors and melatonin, have not achieved translation (4,7). Critically, human breast milk remains as the most significant and consistently protective factor against NEC, reducing incidence by up to 30% compared to formula (8). Although the microbial composition of human milk differs significantly from that of infant formula (9), a recent study indicates that the protective effect of human milk against NEC is not mediated by its microbiota (10).Therefore, bioactive nutrients in human milk and changes in the infant’s gut microbiota/metabolites after feeding may represent critical intervention targets for NEC prevention.
While human milk’s clinical benefit is undisputed, how its specific components and downstream microbial metabolites protect the preterm gut from NEC is still not fully understood. This manuscript summarizes the development and function of key intestinal components—epithelial cells, mucosal immune cells, and gut microbiota—that maintain homeostasis in preterm infants. We then explore how bioactive components in human milk and their microbial metabolites, acting beyond nutrition, critically modulate this immature gut. Their balanced activity supports mucosal integrity, while dysregulation contributes to NEC pathogenesis.
Ontogeny of the preterm gut: epithelial and immune development
The IEC monolayer in preterm neonates
The IEC monolayer, which forms the villi and crypt structures of the small intestine, are polarized columnar monolayers that provide innate protective mechanisms against pathogens. They are composed of different cell types differentiated by LGR5-positive stem cells: enterocytes, Paneth cells, goblet cells, neuroendocrine cells, and M cells (Figure 1). The anatomical components of the gastrointestinal tract are morphologically mature by around 22 weeks of gestation. However, their magnitude and functional capacity remain considerably lower than those of term neonates.
Enterocytes are the most prevalent cells in the intestinal epithelium and are responsible for both nutrient absorption and barrier function, the latter maintained by the formation of tight junctions between enterocytes. Although tight junctions can be observed as early as approximately 10 weeks of gestation, the intestinal barrier of preterm neonates remains more permeable than that of full-term neonates. This increased permeability makes them more susceptible to microbial invasion (11). Paneth cells and goblet cells are critical components to mucosal barrier and intestinal homeostasis. Paneth cells reside in the small intestinal crypts adjacent to the stem cells and secrete a variety of antimicrobial and inflammatory molecules into the lumen of the crypt. Many of these molecules are similar to those secreted by neutrophils and serve to shape the composition of the microbiota and limit exposure of the monolayer (including the stem cells) to pathogens. The number and activity of Paneth cells significantly increase after 29 weeks of gestational age (GA), as demonstrated by the increased expression of common Paneth cell products such as defensins, lactoferrin, and lysozyme (11,12). The number of goblet cells has remained stable from 17 weeks of gestation, although goblet cell density and mucus layer thickness increase with advancing GA (13,14). Goblet cells secrete mucins and intestinal trefoil factor 3, which together form a mucus layer covering the apical surface of enterocytes. This mucus layer serves as a physical barrier that traps pathogens, limiting their access to the intestinal epithelium. The expression of mucins and trefoil factor 3 increases across gestation, paralleling the maturation of intestinal innate immune defense (13-15). Enteroendocrine cells, which account for less than 1% of IECs, are responsible for the production of gut hormones in response to nutritional signals to regulate intestinal motility and secretion. The amount of enteroendocrine cells does not differ between preterm and term neonates (13). Intestinal M cells are closely related to gut-associated lymphoid tissue, and their phagocytosis contributes to the presentation of antigens to immune cells (16).
Due to the normal disruption of gut development in the uterus, premature neonates are susceptible to inflammation because some innate immune receptors, such as TLR4, are expressed at high levels in the intestinal epithelium. TLR4, a central bacterial signaling receptor that plays a crucial immunomodulatory role in the development of NEC, is expressed at high levels in the premature gut due to its critical role in the regulation of normal gut differentiation and development; however, the Gram-negative bacteria that colonize the premature gut in the postnatal period activate the deleterious consequences of excessive TLR4 signaling, such as recruiting pro-inflammatory Th17 cells and the initiation of the inflammatory cascade reaction, which in aggregate lead to the development of NEC (4,17).
Immature mucosal immune responses in preterm neonates
The mucosal immune cells are mainly found in the Peyer’s patches, mesenteric lymph nodes and the lamina propria, and they include macrophages, dendritic cells (DCs), innate lymphoid cells (ILCs), intraepithelial lymphocytes (IELs), adaptive immune cells (T lymphocytes and IgA-producing plasma cells), and stromal cells (Figure 1). The interactions between colonizing microbiota and the mucosal immune system are required to induce tolerance and homeostatic immune responses to promote the eventual maturation of the mucosal immune system.
Monocytes in the peripheral blood can be recruited to the inflamed intestine by the chemokine receptor CCR2 and then differentiate into lamina propria macrophages. At approximately 12 weeks of gestation, macrophages begin to appear in the gut mucosa and express various pattern recognition receptors, such as TLRs, NOD-like receptors and RIG-like receptors, to identify antigens (18). Phagocytosis and the expression of costimulatory molecules increase with increasing GA, and phagocytic function gradually improves; due to the abrupt interruption of gut development with preterm birth, both phagocytosis and the expression of costimulatory molecules are impaired (1). In addition, preterm macrophages in the small intestine show strong immunoreactivity for proinflammatory cytokines including tumor necrosis factor (TNF)-α and interleukin (IL)-8 (19). Myeloidderived mucosal DCs are specialized antigen-presenting cells that phagocytize luminal antigens by expressing some pattern recognition receptors, such as TLR-5, which recognizes flagellin protein component. CD103-expressing intestinal DCs regulate intestinal homeostasis by driving chemokine receptor CCR9 and promoting naive T cells differentiation, whereas preterm DCs are less able to secrete cytokines, impairing the adaptive immunity of preterm neonates (1,20).
ILCs participate in postnatal mucosal immunity by orchestrating antimicrobial immunity and modulating inflammation response. IL-17 and IL-22 are produced by ILC3 and ILC2, respectively, which can be found in the human fetal intestine during the second-trimester (21). It has been shown that ILC inflammatory subsets are prevalent in the human maternal-fetal interface and play an important role in the pathological process of preterm labor; however, their specific role in the fetal gut needs to be further explored (21,22). IEL is distributed between IECs, in which about 90% of IELs express T cell receptors (TCR) (23). Neonatal TCRγδ+ IELs show stronger immuno-protection and immunoregulatory activities than TCRαβ+ IELs, and the analysis of non-NEC surgical control samples show that the proportion of TCRαβ+ IELs reach its lowest point at about 28–32 weeks of GA (23,24).
T cells and B cells can be found in the human fetal intestine at 11–16 weeks gestation, and regulatory T cells (Treg) appear around 12 weeks gestation. Qazi et al. characterized the conventional T-cell compartment of very preterm neonates by analyzing their peripheral blood and found that significant decreases in the percentage of total lymphocytes, CD4 + and CD8 + lymphocytes during the first weeks of life may be associated with an increased risk of infection (25). Notably, T-cell phenotypes exhibit tissue-specific patterns during fetal development: while the spleen and lymph nodes favor Treg and T helper 2 (Th2)-biased differentiation, the fetal gut is characterized by a predominance of T helper 1 (Th1)-polarized CD4+ cells (26,27). Treg cells account for 30–40% of CD4+ T cells in fetal tissues, and maintain a higher density in the intestine than other immune organs (27). Treg cells in preterm neonates is less suppressive than in full-term neonates in inhibiting polymerization between DCs and conventional T cells, possibly due to low expression of CTLA-4 and FOXP3 (28). Tissue-resident memory T cells and effector memory T cells, which are found in the intestinal mucosa, start to form at the end of the first trimester: Schreurs et al. demonstrated that TNF-α producing CD4+ effector memory T cells predominated in the human fetal intestines via single-cell RNA sequencing analysis; CD69-expressing tissue-resident memory T cells produce cytokines that contribute to intestinal epithelial growth in mucosal development (26,27). B cells are primarily distributed in the lamina propria, and secretory immunoglobulin A (sIgA) is the major antibody produced by plasma cells in intestinal mucosal tissues and plays a crucial role in establishing immune repertoire of the developing intestine. Preterm neonates have lower immunoglobulin G (IgG) levels due to disrupted placental transmission, but human milk produced sufficient sIgA to promote barrier protection against intestinal pathogens (1).
Breastfeeding-driven microbiota: dominant taxa and functional metabolites
Microbial colonization patterns in preterm neonates
Gut microbiota, which provides energy and nutrients for intestinal development, is characterized by low diversity and increased pathogenic bacteria in preterm neonates, and the bacterial load tends to be very low during the initial colonization stage (29). Current research predominantly indicates a dominance of Bacillota (formerly Firmicutes) and Pseudomonadota (formerly Proteobacteria) in preterm neonates, alongside low levels of Bacteroidota (formerly Bacteroidetes) and a predominance of pathobionts during the neonatal intensive care unit hospitalization period (29-31).
After birth, microbial diversity in these infants gradually increases, with significant associations observed with feeding type, delivery mode, and antibiotic exposure (32). Although bacterial communities in preterm neonates demonstrate predictable successional dynamics, substantial controversy persists in current literature regarding their developmental trajectories—specifically the transition pathways between dominant taxa. Gut microbiota with gradually increasing Bifidobacterium abundance is a key biomarker for infant microbial health. Its establishment typically begins around 30 weeks postmenstrual age (PMA) or 1 week after birth, irrespective of gestational maturity at birth (30,33). However, in preterm neonates, the relative abundance of Bifidobacterium remains significantly reduced compared to term infants throughout the hospitalization period (34). Notably, preterm neonates exhibit an accelerated progression toward a Clostridial-dominated profile as early as 33–36 weeks PMA—distinct from term infants, in whom Clostridial abundance emerges only after 4 months of age and increases during weaning due to enhanced carbohydrate metabolism (35,36). Prior observations also revealed that preterm infant gut microbiota consistently stratify into four discrete community states, each defined by the exclusive dominance of Staphylococcus, Klebsiella, Escherichia, or Enterococcus (34,37). Rao et al. propose that interactions between bacteria, and between bacteria and fungi—particularly exploitative ones—may drive changes in community structure although fungal populations display higher-amplitude fluctuations with less defined temporal structure (37). The rate of this progression in preterm neonates correlates most strongly with GA (38), and by postnatal day 30, very low birth weight small-for-gestational-age preterm neonates exhibit significant divergence in gut bacterial community structure compared to appropriate-for-gestational-age counterparts (39). However, conflicting evidence exists regarding key developmental drivers: while intrinsic biological maturity (GA and birth weight) shapes colonization dynamics, Thänert et al. demonstrated that extrinsic pharmacological exposures (antibiotic and non-antibiotic medications) exert a stronger influence on microbiome composition than maternal factors or baseline infant characteristics (40). Toubon et al. propose that the relative impact of these factors varies temporally and depends on sampling windows, offering a possible explanation for these apparent contradictions (30).
Human milk oligosaccharides (HMOs) are small sugar molecules produced in abundance by the mother. They are not digestible by the infant; instead, their primary purpose is to shape the infant gut microbiota, as they serve as a source of nutrition for only limited bacterial taxa, predominantly Bifidobacterium and Bacteroides species. Masi et al. demonstrated that alterations in the concentrations of specific HMO components are linked to changes in microbiota development (41). Human milk facilitates maternal microbial transfer, promoting colonization by beneficial bacteria and enhancing microbiome diversity. Significant divergences emerge in microbial community structure, bacterial diversity, and genus-level abundances between human milk- and formula-fed infants. The abundance of Enterobacteriaceae is approximately 3-fold higher in infants fed any formula compared to breast-fed infants (42), and an association is also observed between reduced human milk feeding and microbiota types predominantly composed of Staphylococcus epidermidis or Enterobacteriaceae (43). In addition, human milk promotes enrichment of beneficial Lactobacillales and Bacillales, with other studies confirming superior colonization by Bifidobacterium and Lactobacillus within 2–3 weeks after birth (44).
Microbiota-derived metabolites in preterm neonates
Current clinical evidence predominantly supports that the gut microbiota of breastfed preterm neonates is enriched with specific commensals (e.g., Bifidobacterium, Lactobacillus, Clostridiales species) exhibiting enhanced capacity for fecal short-chain fatty acids (SCFAs) production (45,46). Bifidobacterium, which is predominant in the gut of breast-fed infants, are the main microbial sources of SCFAs (42,47), due to its rich glycosyl hydrolase genome that efficiently utilizes HMOs. Consistent with the ability of supplemental Bifidobacterium strains to metabolize HMOs to acetate, Fecal acetate and propionate concentrations are higher in breast-fed infants than in formula-fed infants and formula-fed infants had an impaired ability to metabolize HMOs (48). Notably, the ability of Bifidobacterium spp. to utilize HMOs is strain-specific (41).
The impact of breastfeeding versus formula feeding on SCFA profiles in preterm neonates remains controversial. Chen et al. observed elevated intestinal SCFA concentrations (predominantly acetate, butyrate, and propionate) in formula-fed preterm neonates, based on fecal samples from 60 neonates during the first postnatal month (49). Conversely, others reported higher levels of total SCFAs, acetate, and propionate in breastfed infants (50). This discrepancy may arise from methodological variations—notably, unaccounted confounding factors such as antibiotic exposure and delivery mode, which significantly modulate gut microbial composition and metabolic activity.
Laursen et al. discovered that specific Bifidobacterium strains promoted by breastfeeding—particularly B. longum, B. bifidum, and B. breve – metabolize tryptophan into indolelactic acid using a newly identified enzyme, aromatic lactate dehydrogenase (51). The link between HMOs and tryptophan metabolism is explained by the fact that specific bacterial strains co-express high levels of genes involved in both HMO degradation and aromatic lactate dehydrogenase. When HMOs are added to the bacterial culture medium, they increase the production of indolelactic acid. This metabolite exerts dual immunomodulatory effects: on one hand, it activates the aryl hydrocarbon receptor (AHR) on T cells to promote IL-22 expression, thereby enhancing gut barrier integrity and pathogen defense; on the other hand, it suppresses pro-inflammatory IL-12p70 in macrophages by activating both AHR and hydroxycarboxylic acid receptor 3, helping to mitigate excessive inflammation (51).
Mechanisms of human milk bioactive components in NEC
Human milk-derived macronutrients—proteins, lipids, and carbohydrates—serve as foundational substrates for intestinal development while actively mitigating NEC through distinct mechanistic pathways (Table 1, Figure 2).
Table 1
| Components | IECs | Immune cells | Effect of NEC |
|---|---|---|---|
| Proteins | |||
| Casein (52,53) | Reduces release of pro-inflammatory cytokines | Enhances macrophage phagocytic activity | Anti-inflammatory properties. Limits immunomodulatory effects |
| Lactoferrin (54-58) | ↑ Proliferation, differentiation (via Wnt/Ras-MAPK), and anti-apoptotic activity. Upregulates Muc2. Repairs barrier integrity | Anti-microbial (iron chelation). Upregulates tolerogenic DC differentiation. Inhibits TLR4-mediated inflammation. ↑ NK, CD4+, CD8+ T cells, plasma IgG/IgA/IgM. ↑ Proliferation of Peyer’s patches | Protective—prevents NEC in pre-clinical studies |
| Glutamine, arginine (59-62) | ↑ Differentiation & growth (via mTOR/p70S6K; MUC2). ↑ Anti-apoptotic activity. ↑ sIgA secretion; EGFR | Reduces proinflammatory cytokine release | Protective—synergistic anti-inflammatory & antioxidant effects |
| Lipids | |||
| Triglycerides (63-65) | Accumulation in distal gut → ROS generation, oxidative stress, inflammation, lipid peroxidation/ferroptosis. | Activates oxidative stress & inflammatory signals | Risk factor—malabsorption fuels NEC pathogenesis. High levels are associated with increased NEC severity |
| MFG membrane (64,66,67) | Stimulates Paneth cell & goblet cell proliferation. Repairs tight junctions | Blocks pathogen adherence to DCs. Activates TCRαβ+/γδ+ IELs. ↑ Macrophage phagocytosis | Protective—reduces inflammation and promotes barrier repair |
| SFA (68,69) | Promotes antioxidant defenses | Stimulates TLR4/NFκB/COX-2 signaling in macrophages → pro-inflammation (Lauric, Stearic). ↑ Foxp3, Ebi3, antioxidant genes → Treg-mediated anti-inflammatory responses (β-palmitic acid) | Risk factor—high levels of lauric acid and stearic acid cause mucosal histological damage. Protective—β-palmitic acid regulated intestinal mucosal homeostasis |
| LCPUFAs (64,70-73) | ↓ IL-1R1, NF-κB1. Block PAF-induced TLR4. Dose-dependent effects on mucus, tight junctions, microbiota (Lactobacillus, Bifidobacterium). | ↑ Th cell responses. Modulates Th1/Th2 balance. Regulate inflammation | Protective—deficiency increases NEC risk. Imbalance (n-6 > n-3) induces permeability/inflammation, decreases beneficial bacteria |
| Carbohydrates | |||
| HMOs (74-80) | Promote IECs proliferation. Act as decoy receptors to block pathogen adhesion. ↑ Transport/absorb/secret gene. Restore mesenteric perfusion | ↑ Th1 responses. ↑ Treg conversion (amplifies TLR9). ↓ LPS-induced IL-8. ↓ Immune cell infiltration. ↑ Monocyte differentiation | Protective—immunomodulators. Reduce inflammatory response. Potential NEC risk biomarkers |
| Microbiota metabolites | |||
| SCFAs (butyrate, propionate, acetate) (81-86) | Strengthen barrier integrity. Induces SIGIRR & A20 expression. Anti-apoptotic. Suppress ERK1/2 pathway | ↑ Treg populations to promote immune tolerance. ↓ Macrophage inflammatory protein 2. Anti-inflammatory signals via GPCRs & HDAC inhibition | Protective—low levels in NEC infants. Ameliorate inflammation |
| Tryptophan metabolites (81,87-89) | AHR activation protects epithelium | AHR activation (epithelium/CD11c+ cells) downregulates TLR4 signaling. ILA downregulates STAT1 signaling. Regulates Th17/Treg balance | Protective—depletion of microbial tryptophan metabolism enzymes in NEC. Human milk supplies AHR ligands |
| Linoleic acid metabolites (90,91) | Regulate Th17 and Treg differentiation | Risk factor—predictive of NEC | |
AHR, aryl hydrocarbon receptor; DC, dendritic cell; EGFR, epidermal growth factor receptor; GPCR, G-protein coupled receptor; HDAC, histone deacetylase; HMO, human milk oligosaccharide; IEC, intestinal epithelial cell; IEL, intraepithelial lymphocyte; IgA, immunoglobulin A; IgG, immunoglobulin G; IgM, immunoglobulin M; IL, interleukin; ILA, indole-3-lactic acid; LCPUFA, long-chain polyunsaturated fatty acid; LPS, lipopolysaccharide; MFG, milk fat globule; NEC, necrotizing enterocolitis; NF-κB, nuclear factor kappa-B; NK, natural killer cell; PAF, platelet-activating factor; ROS, reactive oxygen species; SCFA, short-chain fatty acid; SFA, saturated fatty acid; sIgA, secretory immunoglobulin A; SIGIRR, single immunoglobulin interleukin-1 related receptor; STAT1, signal transducer and activator of transcription 1; TLR4, Toll-like receptor 4; TG, triglyceride; Treg, regulatory T cell.
Proteins
Human milk proteins, primarily comprising casein and whey protein, play a vital role in protecting preterm neonates against NEC.
Casein exists in several genetic variants. Its derivative, κ-casein-derived glycomacropeptide (GMP), exhibits immunomodulatory and anti-inflammatory properties in experimental models: GMP enhances macrophage phagocytic activity and reduces gut IL-17 and TNF-α levels by modulating Th17 cells (52). However, in preterm piglets, GMP supplementation improves intestinal lactase activity and reduces LPS-induced IL-8 secretion in IECs, but shows no significant effects on villus structure, microbiota, or systemic immunity, suggesting its mucosal immunomodulatory effects may be limited (53). Whey protein, rich in bioactive components like lactoferrin, α-lactalbumin, β-lactoglobulin, immunoglobulins, and osteopontin, demonstrates significant protective potential. Lactoferrin, the most abundant whey protein, is increasingly recognized for its multifaceted role in NEC prevention: it plays a direct anti-microbial role via specifically binding to iron and inhibiting the proliferation of intestinal microbiota that depend on iron for growth (54); it upregulates the differentiation of monocytes to tolerogenic DCs in a concentration-dependent manner through different types of lectin (i.e., intestinal lactoferrin receptor) that are widely distributed in intestinal immune cells, and inhibits TLR-4-mediated inflammatory response (55); lactoferrin not only induces the proliferation and differentiation of mucosal T lymphocytes (i.e., increased the number of NK, CD4+ and CD8+ cells), but also stimulates the production of protective cytokines and increases the concentration of plasma IgG, IgA and IgM in neonatal piglets (56,57); lactoferrin stimulates the differentiation of intestinal epithelial stem cells and the proliferation of IECs and intestinal Peyer’s patches, and enhances intestinal crypt proliferation and depth to maintain intestinal barrier integrity via Wnt signaling and Ras-MAPK pathway (58); Crucially, a review of clinical trials found that enteral lactoferrin supplementation significantly reduced late onset sepsis in preterm neonates, but did not demonstrate a decrease in NEC; however, when combined with probiotics, one study suggested a potential reduction in NEC, but the evidence is of very low certainty (92).
Furthermore, key amino acids found in human milk, such as glutamine and arginine (and their precursors), contribute synergistically to NEC protection through anti-inflammatory and antioxidant mechanisms: glutamine stimulates the differentiation of intestinal stem cells primarily towards goblet cells, as evidenced by increased Muc2 expression in the crypts, and it may induce the secretion of sIgA via intestinal microorganisms and T cell-dependent or T cell-independent pathways, and promoted the anti-apoptotic activity of enterocytes through down-regulation of cytochrome-dependent casepase-3 expression and glutathione-related antioxidant effect (59,60); Nitric oxide produced by arginine metabolism protects the gut via preventing ischemic injury, stimulates intestinal protein synthesis and increases IECs proliferation and growth through activated mammalian target of rapamycin and p70S6 kinase signaling (61,62). Whether and how this occurs in humans is unclear. The potential impact of glutamine‑containing peptides may also be important, and recent studies suggest that glutamine peptides protect the intestinal barrier by regulating tight junctions, mucin production, inflammatory responses, and gut microbiota (93).
Lipids and fatty acids
Triglycerides (TGs), the core component of human milk fat globules (MFGs), deliver half of the non-protein energy in enteral nutrition. However, the preterm gut’s immaturity—marked by deficient lipase activity (notably bile salt-stimulated lipase) and poor IEC absorptive capacity—leads to TG accumulation in the distal intestine (63,64). This malabsorption fuels NEC pathogenesis by triggering reactive oxygen species generation, oxidative stress, and inflammation, with recent human evidence implicating ferroptosis driven by lipid peroxidation (64,65). The bioactive milk fat globule membrane (MFGM) enveloping TGs originates from maternal epithelial cells within the alveoli of the mammary gland and it acts as a multifaceted shield: MFGM components stimulate Paneth cell and goblet cell proliferation while repairing tight junctions (66); MFGM surface molecules like mucin 1 and DC-specific intercellular adhesion molecule-3 block pathogen adherence to DCs; butyrophilin activates intestinal TCRαβ+/γδ+ lymphocytes; and MFG-EGF factor 8 enhances macrophage phagocytosis to dampen inflammation (64,67).
While pro-inflammatory saturated fatty acids (SFAs) like lauric and stearic acid induce mucosal damage via TLR4/NF-κB/COX-2 signaling in macrophages (68), the structured SFA β-palmitic acid promotes intestinal homeostasis by upregulating Foxp3, Ebi3, and antioxidant genes to bolster Treg-mediated anti-inflammatory responses (69). Specific fatty acid deficiencies can also lead to an increased risk of NEC. During fetal life, long-chain polyunsaturated fatty acids (LCPUFAs) are acquired mainly through placental transfer, which peaks during the third trimester, and systemic LCPUFA levels and the storage of adipose tissue are reduced due to preterm birth interruptions (64). Docosahexaenoic acid (DHA) and arachidonic acid (AA) are important components of LCPUFAs and play a critical role in regulating inflammation during early development: DHA and AA supplementation decreases the IL-1R1 receptor and NF-κB1 gene expression in IECs, blocks the platelet activating factor-induced TLR4 expression, and enhances the Th cells responses (64,70). The imbalance in n-3 to n-6 LCPUFAs may affect intestinal permeability and inflammatory pathways and inhibit Lactobacillus and Bifidobacterium, which are essential for mucus production, tight junction formation and Th1/Th2 balance in a dose-dependent manner (71,72). In addition, Singh et al. demonstrated reduced expression of innate immune response genes, such as TLR9, MUC2 and tight junction proteins, in fat-1 transgenic mice with significantly higher n-6 LCPUFAs than n-3 LCPUFAs. AA: DHA ratio >1.0 is also demonstrated to increase the height of ileal villi and muscular thickness (73). Despite compelling preclinical data, clinical trials of LCPUFA supplementation show mixed and limited effects on NEC risk (71,94). This discrepancy stems from heterogeneous study designs: trials lacked NEC-focused protocols, varied in LCPUFA doses/ratios, and failed to control baseline diets or feeding strategies. Rigorous clinical investigations addressing these limitations are urgently needed to translate mechanistic insights into effective nutritional interventions.
Carbohydrates
The role of carbohydrates in the development of NEC has not been deeply explored, and the current research focuses on the effects of lactose and HMOs, the two most abundant carbohydrates in human milk, on NEC.
Lactose, reaching concentrations up to 70 g/L, demonstrates superior absorbability in preterm pigs compared to maltodextrin-based formulas, correlating with reduced NEC incidence (95). This effect is attributed in part to the significantly higher hydrolytic activity of lactase compared to maltases in the piglet small intestine. However, caution is warranted when extrapolating these findings to preterm neonates, as piglets have substantially lower maltase activity than human infants and thus may be uniquely susceptible to maldigestion and NEC when fed maltodextrin-based formulas (96). Far beyond nutrition, HMOs—the third most abundant component in human milk (≈17 g/L in colostrum, 11 g/L in mature milk)—serve as potent immunomodulators. Structurally mimicking host cell glycans, HMOs act as decoy receptors, blocking pathogenic adhesion to IECs and suppressing proinflammatory cytokine expression (74). Their immunoregulatory functions extend through multiple pathways: HMOs enhance Th1-polarized responses and promote Treg cell conversion during early mucosal immune development, partly by amplifying TLR9 agonist effects (75,76); they attenuate LPS-induced IL-8 release via CD14 inhibition and reduce endothelial nitric oxide synthase expression to restore mesenteric perfusion (77,78); and they upregulate genes critical for intestinal transport, absorption, and secretion while promoting monocyte differentiation and limiting neutrophil infiltration via selectin inhibition (79). Clinically, formula supplementation with specific HMOs (e.g., 2′-fucosyllactose, disialyllacto-N-tetraose) confirms their immunoprotective effects, and intriguingly, HMO profiles in human milk may serve as non-invasive biomarkers for NEC risk stratification (80).
Mechanisms of human milk’s microbial metabolites in NEC
It may be the function of gut microbes (what they are doing), rather than just the composition (which gut microbes are present or predominant), that is important in NEC pathogenesis. Microbial function includes secretion of metabolites, expression of other gene products, and even such simple effects as alteration of the pH and oxygen content of the intestinal lumen. A systematic review by Pammi et al. revealed that preterm neonates developing NEC exhibit gut dysbiosis (characterized by increased Proteobacteria and decreased Firmicutes/Bacteroidetes)—a profile directly opposing the Firmicutes- and Bacteroidetes-dominant microbiome typically seen in breastfed preterm neonates (97). Warner et al. further refined this pattern in infants <27 weeks gestation, reporting a significant temporal rise in Gammaproteobacteria (a Proteobacteria class) with concurrent declines in Negativicutes and combined Clostridia-Negativicutes classes (98). However, integrated analyses of fecal sequencing and metabolomics challenge the existence of a universal microbial signature for NEC. These studies propose that instability in gut microbiome development—rather than specific taxonomic shifts—may act as the primary trigger, initiating and perpetuating the exaggerated inflammatory response characteristic of NEC (99).
SCFAs and NEC
Preterm neonates with NEC exhibit significantly reduced levels of major SCFAs like butyrate, propionate, and acetate (40). These major SCFAs demonstrate potent anti-inflammatory and protective effects in the immature gut, likely through suppression of the ERK1/2 pathway (81), thereby ameliorating inflammation in the fetal small intestine (82). The well-established protective role of butyrate in NEC directly aligns with clinical observations: this key microbial metabolite—predominantly produced by Firmicutes and Bacteroidetes—is depleted in NEC infants, mirroring the reduced abundance of these bacterial phyla preceding disease onset (83,97). In vivo, butyrate enhances Treg populations to promote immune tolerance, and reduces macrophage inflammatory protein2 secretion (83,84); butyrate induces the expression of single immunoglobulin interleukin-1-related receptor and A20, which repress experimental NEC (85). Concurrently, in vitro studies using human immature enterocytes demonstrate that butyrate strengthens intestinal barrier integrity by upregulating tight junction proteins and mucin gene expression (83). Furthermore, butyrate transduces anti-inflammatory signals via G-protein coupled receptors and epigenetic regulation (HDAC3/HDAC5 inhibition) (86).
Tryptophan metabolites and NEC
Human milk is rich in some bacteria, including Bifidobacterium, Bacteroides, and Clostridium, which have the ability to convert tryptophan into indole and its derivatives (100). Evidence indicates that the gut microbiota of preterm neonates diagnosed with NEC exhibits significant depletion of bacterial enzymes critical for tryptophan metabolism (101), and the L-tryptophan degradation pathway in NEC infants is also upregulated at the time of NEC onset (102).
As a primary receptor for tryptophan metabolites, AHR plays a crucial protective role against NEC. Activation of the AHR by indole-3-carbinole in the intestinal epithelium or CD11c+ cells protects neonatal mice from NEC via reducing TLR4 signaling (87,88). Indole-3-lactic acid (ILA)—another major tryptophan metabolite in human milk produced by Bifidobacterium longum subsp. infantis—suppresses inflammatory responses by downregulating the signal transducer and activator of transcription 1 (STAT1) signaling pathway (81). Consistent with this, a clinical study comparing preterm infants given B. infantis versus those given L. reuteri (which does not consume HMOs or produce ILA) found that the B. infantis group had lower fecal HMOs (implying consumption by gut microbes), greater fecal ILA (implying production by gut microbes), and lower fecal calprotectin (a marker of gut inflammation) (89). In addition, Lu et al. also demonstrated that human milk is rich in maternally derived AHR ligands (87). Collectively, these findings illuminate a dual-defense mechanism wherein human milk not only directly supplies protective AHR ligands but also fosters Bifidobacterium-dependent generation of tryptophan metabolites, cooperatively constraining TLR4-driven inflammation and STAT1-mediated hyperresponsiveness—a synergistic protection eroded in NEC by microbial enzymatic depletion.
Stewart et al. identified that four of five metabolites most predictive of NEC were linked to microbiome-mediated linoleate metabolism (99), and the gut microbiota (including Lactobacillus, Clostridium butyricum, Bifidobacterium, and the family Ruminococcaceae)-regulated linoleic acid pathway, a target metabolic product that determines the degree of inflammation, regulates Th17 differentiation through the AHR while promoting Treg cell differentiation through phosphorylation of Stat1 (90,91).
Conclusions
NEC is a heterogeneous, multifactorial disease which is characterized by epithelial barrier dysfunction, impaired mucosal immunity, and dysbiotic microbial colonization. Human milk exerts protective effects against NEC through synergistic mechanisms: primarily, its bioactive components enhance barrier integrity, suppress pro-inflammatory pathways, and modulate immune cell function; secondarily, human milk shapes a protective gut microbiota enriched with Bifidobacterium and Lactobacillus. These commensals generate key metabolites that reinforce mucosal homeostasis by promoting Treg differentiation, enhancing tight junction expression, and antagonizing pro-inflammatory pathways. Current evidence underscores the critical role of human milk bioactives and the microbiome-metabolite axis in preventing NEC. Future NEC prevention should leverage these insights through targeted nutrient supplementation and next-generation probiotics designed to enhance production of SCFAs and indole derivatives.
Acknowledgments
None.
Footnote
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